Japan's largest brokerage and investment bank, Nomura Holdings, reported a 6% drop in second-quarter net profit on Tuesday, ...

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Discover how Equity Capital Markets function, their types, and how ECM helps companies raise capital through IPOs, secondary offerings, and more.

The company filed a proposal with the Securities and Exchange Commission to add additional hours outside the normal 9:30 a.m.

With advisors and broker-dealers growing their use of artificial intelligence, sparking warnings about transparency from the SEC, what about its use in other parts of the investment ecosystem? A new ...

Meanwhile, private capital investments are often opaque and illiquid. There has been considerable debate about whether ...

Further to several engagement and consultation papers (which can be accessed here), on 15 July 2025, the FCA published two Policy Statements setting out its final rules concerning the new POATR regime ...